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Navigating the complexities of military documentation can often feel overwhelming for both new recruits and seasoned personnel alike. Among the various forms and paperwork that members of the Army might encounter is the DA 4856 form, a crucial document that plays an integral role in the professional development and counseling process within the ranks. This form serves as a record of counseling sessions between leaders and their subordinates, detailing the conversation's specifics, including observed performances, identified issues, and established plans of action for improvement or progress. As a key tool for communication and development, the DA 4856 form not only facilitates a better understanding between military personnel but also ensures that clear goals and objectives are set and followed up on. Its significance in promoting growth, resolving concerns, and enhancing the overall effectiveness of the Army's workforce cannot be understated. Through this form, both leaders and subordinates have the opportunity to reflect, assess, and strategize on how best to advance their skills and careers, cementing the DA 4856 form as an indispensable component of military administration.

Form Preview Example

 

DEVELOPMENTAL COUNSELING FORM

 

For use of this form, see ATP 6-22.1; the proponent agency is TRADOC.

AUTHORITY:

DATA REQUIRED BY THE PRIVACY ACT OF 1974

5 USC 301, Departmental Regulations; 10 USC 3013, Secretary of the Army.

PRINCIPAL PURPOSE:

To assist leaders in conducting and recording counseling data pertaining to subordinates.

ROUTINE USES:

The DoD Blanket Routine Uses set forth at the beginning of the Army's compilation of systems or records notices also

 

apply to this system.

DISCLOSURE:

Disclosure is voluntary.

 

PART I - ADMINISTRATIVE DATA

Name (Last, First, MI)

Organization

Rank/Grade

Date of Counseling

Name and Title of Counselor

PART II - BACKGROUND INFORMATION

Purpose of Counseling: (Leader states the reason for the counseling, e.g. Performance/Professional or Event-Oriented counseling, and includes the leader's facts and observations prior to the counseling.)

PART III - SUMMARY OF COUNSELING

Complete this section during or immediately subsequent to counseling.

Key Points of Discussion:

OTHER INSTRUCTIONS

This form will be destroyed upon: reassignment (other than rehabilitative transfers), separation at ETS, or upon retirement. For separation requirements and notification of loss of benefits/consequences see local directives and AR 635-200.

DA FORM 4856, JUL 2014

PREVIOUS EDITIONS ARE OBSOLETE.

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Plan of Action (Outlines actions that the subordinate will do after the counseling session to reach the agreed upon goal(s). The actions must be specific enough to modify or maintain the subordinate's behavior and include a specified time line for implementation and assessment (Part IV below)

Session Closing: (The leader summarizes the key points of the session and checks if the subordinate understands the plan of action. The subordinate agrees/disagrees and provides remarks if appropriate.)

Individual counseled:

 

I agree

Individual counseled remarks:

disagree with the information above.

Signature of Individual Counseled:

Date:

Leader Responsibilities: (Leader's responsibilities in implementing the plan of action.)

Signature of Counselor:

Date:

PART IV - ASSESSMENT OF THE PLAN OF ACTION

Assessment: (Did the plan of action achieve the desired results? This section is completed by both the leader and the individual counseled and

provides useful information for follow-up counseling.)

Counselor:

 

Individual Counseled:

 

Date of

 

 

 

 

Assessment:

Note: Both the counselor and the individual counseled should retain a record of the counseling.

DA FORM 4856, JUL 2014

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File Characteristics

Fact Name Description
Form Title DA Form 4856
Purpose Developmental Counseling Form used in the U.S. Army
Users Utilized by U.S. Army leaders to document counseling sessions
Content Requirements Includes identification of the individual counseled, a summary of the counseling, plan of action, and follow-up actions
Governing Law(s) Federal law, as it is a form used by a branch of the U.S. military
Accessibility Available through official U.S. Army channels and websites
Electronic Version An electronic, fillable version of the form is available to streamline processing
Confidentiality Handled as per U.S. Army regulations concerning personal information

Steps to Writing DA 4856

Filling out the DA 4856 form, often utilized within the United States Army, is a crucial process for documenting counseling sessions between leaders and their subordinates. This document plays an essential role in providing structured guidance and ensuring that both parties are on the same page regarding performance expectations and professional development. To successfully complete this form, it is important to follow a clear, step-by-step approach. Below is a detailed guide to assist you through each part of the form, ensuring accuracy and completeness.

  1. Begin by gathering all necessary information about the individual receiving counseling, including full name, rank, and date of the counseling session.
  2. Enter the date of the counseling session in the top-right corner of the form.
  3. Provide the name and rank of the individual being counseled in the designated fields.
  4. Outline the purpose of the counseling session in the section provided. Be clear and concise, focusing on the key objectives of the session.
  5. In the section labeled “Key Points of Discussion,” list all topics that were covered during the session. Remember to be specific to ensure that all discussed matters are adequately documented.
  6. Under “Plan of Action,” describe the agreed-upon steps the counselee will take following the session. This should include any tasks, goals, or behavioral changes the counselee is expected to pursue.
  7. In the “Leader Responsibilities” section, detail what support or resources the leader will provide to assist the counselee in achieving the outlined plan of action.
  8. Both the individual providing the counseling and the recipient must sign and date the form, acknowledging the discussion and agreed-upon actions.
  9. Finally, review the form to ensure all sections are filled out correctly and completely. Make any necessary corrections before finalizing the document.

Once the DA 4856 form is completed and signed by both parties, it will be filed in the counselee's personnel record. This filing process ensures that there is a formal record of the counseling, which can be referenced in the future for evaluating progress, making decisions about promotions, or designing further developmental plans. Proper documentation through the DA 4856 form is not just a bureaucratic requirement; it is a fundamental component of professional development and leadership within the Army.

Important Details about DA 4856

What is a DA 4856 form?

The DA 4856 form, typically known as the Developmental Counseling Form, is used within the United States Army. It is a tool for leaders to document counseling sessions given to soldiers. This form covers a wide range of counseling reasons from professional growth to corrective action for various issues. It plays a critical role in the development plan for the individual soldier, helping to identify strengths, weaknesses, and areas that need improvement.

Who can use the DA 4856 Form?

The DA 4856 form is primarily used by leaders within the United States Army to document counseling sessions with their soldiers. This includes officers, non-commissioned officers (NCOs), and any other Army leaders responsible for the professional development and discipline of their subordinates. However, the soldier being counseled also plays an important role in the process, as they must acknowledge the counseling by signing the form.

How often should the DA 4856 form be used?

There is not a set frequency for using the DA 4856 form as it depends on various factors, including the purpose of the counseling and the needs of the individual soldier. Leaders are encouraged to provide both formal and informal counseling as needed to address specific issues, support professional development, and correct deficiencies. It is a judgment call for the leader to determine the appropriate timing and frequency of counseling sessions.

What information is required on the DA 4856 form?

The DA 4856 form requires specific information to document the counseling session effectively. This includes the date of the counseling, the name and rank of the soldier being counseled, and the name and rank of the counselor. It also requires detailed information about the purpose of the counseling, the plan of action for improvement, the responsibilities of both the counselor and the counselee, and follow-up actions or future plans. Both the counselor and the counselee must sign the form to acknowledge the counseling session.

What happens after a counseling session is documented on a DA 4856 form?

After a counseling session is documented on a DA 4856 form, the form serves as a record of the discussion and the agreed-upon plan of action. It is typically kept in the individual's personnel file where it can be referenced in the future. The follow-up section of the form outlines the steps that will be taken after the counseling, which may include additional training, future counseling sessions, or corrective actions. This ensures a clear plan is in place for the individual's improvement and holds both the counselee and counselor accountable.

Common mistakes

The DA 4856 form, often essential in documenting counseling sessions within the military, is frequently filled out incorrectly due to a variety of common errors. One prevalent mistake is neglecting to specify the date of the counseling session. This may seem minor but is crucial for maintaining accurate and chronological records of service members' counseling history.

Another error involves inadequate detail in the Plan of Action section. Many individuals provide vague or overly general plans, which makes it difficult to follow up or gauge progress. It's important to outline specific, measurable steps that can be taken to address the concerns raised during the counseling session.

Failing to sign the document is a surprisingly common oversight. Both the counselor and the counselee must sign the DA 4856 form to validate the counseling session's occurrence and its contents. Unsigned forms can lead to questions regarding the session's legitimacy and may invalidate the document for official purposes.

Many users also incorrectly fill out the identification section, either by providing incomplete information or making errors in service member details such as rank or service number. This mistake can complicate the process of accurately filing and retrieving counseling records within military personnel files.

There's a tendency to overlook the Assessment section, where the counselor is expected to provide feedback on the session. This crucial part of the form helps in understanding the counselor's perspective on issues discussed and the counselee's receptiveness to guidance. Skipping this section can result in a lack of insight into the counseling session's effectiveness.

Using non-specific language can also significantly diminish the form's utility. The DA 4856 requires clear, concise language to ensure all parties have a mutual understanding of the counseling's context and outcomes. Ambiguities or generic phrases hinder this understanding and the document's overall effectiveness.

Another frequent issue is failure to specify follow-up actions. Detailing next steps, including future meetings or deadlines for reassessment, is essential for maintaining momentum and ensuring accountability. Missing this step can result in stagnation and lack of progress on addressed issues.

Last but not least, an error often made is not keeping a copy of the completed form. Both the counselor and the counselee should retain copies for their records. This practice ensures that both parties have access to the agreed-upon plan and can reference the document at any time, thus avoiding discrepancies or misunderstandings regarding the counseling session's content and resolutions.

Documents used along the form

The DA 4856 form, commonly known as the Developmental Counseling Form, plays a pivotal role in the professional growth and development of service members within the Army. It is often accompanied by several other important documents that together support the counseling process, maintain accurate records, and ensure a comprehensive approach to the individual’s development and responsibilities. The following list includes forms and documents frequently used alongside the DA 4856 to bolster the effectiveness of counseling sessions and career planning within the military context.

  • DA Form 5500 (Body Fat Content Worksheet): This form is used in conjunction with the DA 4856 when a service member's physical fitness assessment requires further documentation regarding body fat content. It helps in creating a comprehensive fitness plan and setting realistic health and fitness goals during the counseling process.
  • DA Form 3349 (Physical Profile): For individuals with certain medical conditions or physical limitations, the DA Form 3349 provides detailed information about their physical capabilities. This ensures that counseling takes into account any restrictions and aligns career planning and development with the service member's physical health profile.
  • DA Form 31 (Request and Authority for Leave): Often discussed during counseling sessions, the DA Form 31 is crucial for planning and approving leave. It allows both the counselor and the counselee to consider upcoming leave within the context of career development discussions, making sure that personal time off aligns with professional goals and duties.
  • DA Form 638 (Recommendation for Award): Recognition of achievements is an important aspect of career development. The DA Form 638 is used to recommend service members for awards. It is often a topic of discussion in counseling sessions as it documents achievements, merits, and service that can influence career progression and development.

When used effectively together, these forms and documents complement the DA 4856 form in providing a structured and holistic approach to counseling within the Army. They ensure that all aspects of a service member's career, from physical fitness to professional achievements, are taken into account during the counseling process, fostering an environment of growth, recognition, and development.

Similar forms

The DA 4856 form, often used in the military for counseling sessions between leaders and their subordinates, shares similarities with the Employee Performance Review form found in many civilian organizations. Like the DA 4856, an Employee Performance Review form facilitates structured dialogue between employees and their supervisors, focusing on performance assessments, setting goals, and identifying areas for improvement. Both documents help in tracking progress over time and in making decisions regarding future training, development, and potential disciplinary actions.

Another document similar to the DA 4856 is the Academic Advising Form used in educational institutions. This form serves as a record of discussions between students and their academic advisors, much like the counseling sessions recorded on the DA 4856. It covers academic performance, course selection, and career aspirations, providing a structured approach to student advisement and support. Both documents aim to guide the individual towards achieving their personal and professional objectives through structured support and guidance.

The Individual Development Plan (IDP) is also akin to the DA 4856 in that it is used to plan and document career and personal development within an organization. The IDP is a collaborative document, created by the employee and their supervisor, detailing specific goals, necessary training, and timelines for achievement. Similar to the DA 4856, which outlines plans for improvement and growth within a military context, the IDP focuses on long-term career and skill development in civilian workplaces.

The Patient Care Plan found in healthcare settings shares objectives similar to those of the DA 4856. It records discussions between healthcare providers and patients regarding health status, treatment options, and goals for patient care. Although it applies to the healthcare sector and focuses on physical health outcomes, like the DA 4856, it is a tool for setting goals, monitoring progress, and adjusting care plans based on patient needs and responses to treatments.

Finally, the Coaching Session Summary Forms used by professional coaches and their clients resemble the DA 4856 in both purpose and use. These forms document the conversations between coach and client, including discussions about career goals, personal challenges, achievements, and future plans. Like the DA 4856, they serve as a record of the discussion, help in tracking progress, and are used to adjust strategies for achieving the client’s goals. Both documents are essential tools in the process of professional and personal development.

Dos and Don'ts

The DA 4856 form, commonly referred to as the Developmental Counseling Form, is a vital document used within the United States Army for the counseling of its personnel. Correctly filling out this form is crucial as it can influence an individual's career progression and development within the military. Below are essential dos and don’ts to consider when completing the DA 4856 form.

Dos:
  1. Ensure all information is accurate and truthful to maintain the integrity of the counseling process.
  2. Read the instructions carefully before filling out the form to avoid any errors.
  3. Use clear and concise language to describe the counseling provided or received.
  4. Include specific examples or incidents to support counseling statements and objectives.
  5. Be objective and fair when documenting performance and behavior, focusing on facts rather than opinions.
  6. Clarify the plan of action, including specific steps the counselee should take to improve or progress.
  7. Ensure both the counselor and the individual being counseled sign and date the form to acknowledge the counseling session.
  8. Keep the information on the form confidential, sharing it only with those who have a legitimate need to know.
  9. Review the form for any errors or omissions before finalizing it.
  10. Retain a copy of the completed form for personal records and future reference.
Don'ts:
  • Do not leave any required fields blank. If a section does not apply, note it as "N/A" (Not Applicable).
  • Avoid using technical jargon or acronyms that may not be widely understood.
  • Do not rush through the form; take the time needed to fill it out correctly.
  • Avoid making personal criticisms or unconstructive comments; focus on behavior and actions.
  • Do not forget to document any follow-up actions or future counseling sessions agreed upon.
  • Do not use the form to discuss matters unrelated to professional development or performance.
  • Avoid altering the format of the form or making unauthorized additions.
  • Do not overlook the necessity of obtaining signatures, as they are crucial for the form's validity.
  • Do not violate privacy by discussing the contents of the form with unauthorized individuals.
  • Avoid discarding or losing the form; it is an important document that should be filed appropriately.

Misconceptions

The DA 4856 form, commonly referred to in discussions around military documentation, often falls prey to a number of misconceptions. This form is pivotal in the U.S. Army, primarily used for Developmental Counseling. Misunderstandings about its purpose, use, and implications can lead to confusion and missteps among service members and their supporters. Below is a list of notable misconceptions that deserve clarification:

  • It’s only for negative counseling: A frequent misconception is that the DA 4856 form is solely for documenting poor performance or misconduct. However, it is also used for positive counseling sessions that aim to develop and reinforce good behaviors and achievements.
  • It’s a form of disciplinary action: Many believe that receiving a DA 4856 automatically implies disciplinary action, but this is not the case. The form is a tool for counseling, not discipline. It can be a step in addressing issues before they necessitate disciplinary measures.
  • It doesn’t affect career progression: Contrary to some beliefs, documentation on a DA 4856 can impact career progression, particularly if it reflects ongoing issues without improvement. Positive counseling records, conversely, can support promotions and other positive career moves.
  • Any Army personnel can conduct and record counseling on this form: Only those in a direct leadership or supervisory role typically conduct counseling sessions and complete a DA 4856 form. This ensures that the process is meaningful and authoritative.
  • It serves as a legal document: While the DA 4856 is an official form, its main purpose is counseling, not to serve as a legal document. However, it can be referenced in legal proceedings if necessary.
  • Contents of the form are widely shared: The details on a DA 4856 are not broadly disseminated. Privacy and confidentiality are paramount, with access usually limited to relevant military leadership and the individual counseled.
  • Signing the form is an admission of guilt: Signing the DA 4856 does not indicate guilt or agreement with the counseling content. Instead, it acknowledges that the counseling session occurred and that the counseled individual understands its context.
  • There is no way to contest the counseling: Recipients of the counseling can refute the session's content or provide a rebuttal statement if they disagree with the information recorded on the DA 4856.
  • Counseling records are permanent: While counseling records, like those documented on the DA 4856, are maintained in personnel files, they do not necessarily follow a service member throughout their entire military career. The duration records are retained can vary.
  • It’s only used in the Army: Though most commonly associated with the U.S. Army, versions of developmental counseling and similar documentation processes exist across other branches of the U.S. military, each tailored to their specific protocols and needs.

Understanding the DA 4856 form’s actual purpose and use is vital for service members and their leadership. Dispelling these misconceptions ensures that all parties engage with the form and the counseling process more effectively, aiming for constructive development and support within the military environment.

Key takeaways

The DA 4856 form is an essential piece of documentation within the United States Army, serving as a Developmental Counseling Form. It plays a critical role in the professional growth and development of soldiers, documenting counseling sessions conducted by leaders. Understanding how to complete and use this form properly is crucial for ensuring effective communication and fostering an environment conducive to development. Here are five key takeaways regarding filling out and using the DA 4856 form:

  • Accuracy is key: When filling out the DA 4856 form, it's imperative that all information is accurate and complete. This includes personal information about the individual receiving counseling, as well as detailed notes on the counseling session itself. Incorrect or incomplete forms can lead to misunderstandings and may hinder a soldier's developmental progress.
  • Confidentiality matters: The information contained within the DA 4856 form is sensitive. Counsellors must handle these documents with the utmost care, ensuring that their contents are kept confidential and shared only with those who have a legitimate need to know. This helps in maintaining trust and respect between the counselor and the counselee.
  • Goals and plans of action: A critical component of the counseling session documented by DA 4856 is setting clear, achievable goals and developing a plan of action. These should be outlined specifically in the form, providing a roadmap for the individual's development. This structured approach assists in measuring progress over time.
  • Follow-ups are essential: The DA 4856 form provides space for documenting follow-up actions and future counseling sessions. It's important to use this section to outline the next steps and schedule any necessary follow-up. This continuity ensures that the goals are pursued persistently and adjustments are made as needed.
  • Legal and administrative implications: Beyond its role in development and communication, the DA 4856 form also has significant legal and administrative implications. It can affect evaluations, promotions, and career progression within the Army. Properly filled out and utilized forms contribute to a fair and comprehensive assessment of a soldier’s performance and potential.

In conclusion, the effective use of the DA 4856 form is fundamental in the developmental counseling process within the Army. By ensuring accuracy, maintaining confidentiality, setting clear goals, following up, and understanding the form’s broader implications, leaders can provide meaningful support to their soldiers, contributing to their personal growth and success within the military.

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